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Free RE5 Study Material 2025 – Compliance Officer
Breakdown of the functions of the Compliance Officer
Download Free RE5 Study Material: The Role of the Compliance Officer
Ready to see what our RE5 study material looks like before you start preparing for the FAIS exam?
We’re giving you free access to one of the most misunderstood topics in the RE5 exam — the role of the compliance officer under the FAIS Act. This chapter explains what compliance officers do, why they matter, and what the FSCA expects from them.
What You'll Learn from This Free FAIS Study Chapter
This isn’t just a preview — it’s a complete breakdown of a topic that shows up often in exam questions.
What You’ll Learn from This Free Chapter
This isn’t just a preview — it’s a complete breakdown of a topic that shows up often in exam questions.
Here’s what’s included:
✅ What a Compliance Officer does in a licensed FSP
✅ The legal responsibilities they carry under FAIS
✅ Who needs a Compliance Officer and when they are outsourced
✅ How their duties tie into fit and proper requirements and reporting
✅ Real-world examples explained in plain language
Why We Chose This Topic to Share for Free
The Compliance Officer is one of the most misunderstood roleplayers in the FAIS framework. Many students:
Struggle to link their duties with legal consequences
Forget this section during exams
Don’t realise how often it appears in mock and real questions
That’s why we’re giving it to you — so you can study smarter and experience the quality of RE5 Online material first-hand.
How to Get Your Free Download
Just complete the quick form below and you’ll get:
📄 Immediate access to the PDF
✉️ A copy emailed to your inbox
💡 Bonus tips to help you study more effectively
What to Do Next
Once you’ve read this chapter, you’ll have a real feel for:
The structure of the full study guide
How RE5 Online makes legislation simple to understand
Why thousands of students pass with our material
DOWNLOAD THE WHOLE STUDY GUIDE!
