Download the best ultimate RE5 Study Guide as your study source for the RE1 and RE5 exams.  RE5 Online ensures that our RE1 and RE5 study material is continuously updated and contains all the information you require to prepare for the regulatory examinations you will write through Moonstone.

Download our RE5 study material in PDF format, or access get access to our RE5 resources via our online learning platform, specifically designed for FAIS roleplayers required to write and pass the FAIS regulatory examinations.

Our RE5 Study Guide was updated in January 2024 with RE1 and RE5 Exam information!
You should be able to learn this RE5 study guide in 25 days if you dedicate 1 hour a day to your regulatory exam preparation.

The only RE1 and RE5 study material you should study from!
When purchasing our RE1 and RE5 study guide, there is no need to identify or download any other documents, we’ve done it for you and it has been included in the content of our preparation material for the RE1 and/or RE5 exams.  Our RE1 and RE5 study guide is the perfect guideline for candidates preparing for the RE1 and RE5 regulatory examinations.  

The 2024 RE1 and RE5 Study Guide Layout

Our RE5 study guide contains 12 Chapters of FAIS exam content to help you pass all the RE5 exam Tasks.

Chapter 1 – FAIS Abbreviations

• Chapter 2 – Demonstrate the understanding of the FAIS Act as a regulatory framework
  This chapter is summarised into 19 pages that will enable you to demonstrate your understanding of the FAIS Act as a regulatory framework.  Allow yourself at least 3 hours to study Chapter 2.
  
• Chapter 3 – Representatives Roles and Responsibilities Defined In The FAIS Act
  This chapter is summarised into 2 pages and you should allow yourself at least 20 minutes to study Chapter 3. 
  
• Chapter 4 – Manage and Oversee the Appointment of Representatives
  This chapter is summarised into 22 pages and you should spend a minimum of 4 hours studying Chapter 4.
  
• Chapter 5 –  Key Individual
  This chapter is summarised into 9 pages and you should spend a minimum of 1.5 hours studying Chapter 5.
  
• Chapter 6 – Compliance Officer
  This chapter is summarised into 8 pages and you should spend a minimum of 1.5 hours studying Chapter 6.
  
• Chapter 7 – The Role and Authority of the FAIS Ombud
  This chapter is summarised into 5 pages and you should spend a minimum of 1 hour studying Chapter 7.
  
• Chapter 8 – Maintain the License of the FSP
  This chapter is summarised into 16 pages and you should spend a minimum of 3 hours studying Chapter 8. 
  
• Chapter 9 – Manage and Oversee the operational ability of the FSP
  This chapter is summarised into 10 pages and you should spend a minimum of 1.5 hours studying Chapter 9.
  
• Chapter 10 – Comply with Regulated Record-Keeping Requirements
  This chapter is summarised into 4 pages and you should spend a minimum of 45 minutes studying Chapter 10. 
  
• Chapter 11 – Money Laundering and Terrorist Financing Control Regulations
  This chapter is summarised into 5 pages and you should spend a minimum of 45 minutes studying Chapter 11. 
  
• Chapter 12 – General Code of Conduct – THE MOST IMPORTANT SECTION FOR YOUR RE5 EXAM!!!!
  This chapter is summarised into 37 pages and you should spend a minimum of 6 hours studying Chapter 12. 

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