FSCA Application Forms - FSP Authorisation

Before a juristic entity can provide financial services, it has to be authorised as an FSP. No person may perform any act which indicates that the person renders or is authorised to render financial services or is appointed as a representative to render financial services, unless the person is so authorised or appointed.

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FSP Application Forms

Form Number	Description
FSP 1	Business Information of Applicant
FSP 2	Licence categories
FSP 3	Directors, shareholders, partners, trustees or officers of Applicant
FSP 4A	Fitness and propriety of Applicant that is not a natural person
FSP 4B	Fitness and propriety of Applicant’s directors, members, trustees and partners
FSP 4C	Fitness and propriety of Applicant that is a natural person
FSP 4D	Fitness and propriety of key individuals
FSP 5	Representatives
FSP 6	Compliance officer of FSP – Phase 2 Approval
FSP 7	Operational ability
FSP 8	Financial Soundness of Applicant
FSP 9	External Auditor
FSP 10	Nominee company of discretionary or administrative FSP
FSP 11	Clearing firm or foreign forex services provider
FSP 12	Application for approval as compliance officer – Phase 1 Approval
FSP 13	Application for exemption

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